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Evidence · Trials

Interim analyses and stopping rules

TK
t.karlsenTL220 Sep 2025#1

Interim analyses and stopping rules Writing it up because I had to work it out twice and would rather nobody else did.

Asking about interim analyses and stopping rules on behalf of the question I keep seeing asked badly, including by me.

Framed properly it is answerable. Framed the usual way it is not, and that is most of why the previous threads went nowhere.

0 likes 10mo
HJ
h.jansenTL211 Oct 2025#2

Reframing interim analyses and stopping rules slightly, because I think the disagreement is about the question rather than the answer. If the question is "does it happen", yes. If it is "how often", nobody here knows.

18 likes 10mo
R
RidgewayTL3Regular26 Oct 2025#3

I had written a reply contradicting the opening post and deleted it. Here is what survived.

A treatment-policy estimand asks what happens to people assigned to a strategy, including those who abandon it. A hypothetical estimand asks what would have happened had everyone continued. Both are legitimate and they give different numbers.

4 likes 9mo
IG
i.grimaldiTL29 Nov 2025#4
t.karlsen, post #1: Interim analyses and stopping rules Writing it up because I had to work it out twice and would rather nobody else did. Asking about interim analyses and stopping rules on behalf of the question I keep seeing asked badly, including by me. Framed properly it is answerable. Framed the usual way it is not, and that is most of why the… Go to post

Interim analyses and stopping rules has a well-known answer and a correct answer, and the interesting work is establishing that they are the same. Nobody has done that here yet.

0 likes in reply to #1 9mo
EL
endpoint_lineTL3Regular22 Nov 2025 · edited#5

My understanding of interim analyses and stopping rules is a few years old and may have been superseded. If it has been, I would genuinely like to know rather than keep repeating it.

26 likes 8mo
ZA
z.adeyemiTL24 Dec 2025#6

Absolute and relative effects answer different questions. Write down the event rate in each arm and the difference between them; everything quotable is derived from those two numbers.

On balance I think that is right, and I would not bet much on it.

12 likes 8mo
GF
gradient_fileTL2Member15 Dec 2025#7

Where I part company with post #5, and it is a narrow parting.

Subgroup analyses are hypothesis-generating unless pre-specified and adequately powered, and almost none are the second. The interaction test matters more than the subgroup point estimate.

Two people can read the same figure differently here and both be reasonable.

2 likes 7mo
SK
s.kravchenkoTL226 Dec 2025#8
h.jansen, post #2: Reframing interim analyses and stopping rules slightly, because I think the disagreement is about the question rather than the answer. If the question is "does it happen", yes. If it is "how often", nobody here knows. Go to post

Post #5 is the version of this I will quote in future. One addition.

Risk of bias: structured appraisal of internal validity. Key things to assess: randomisation method (was it truly random or could someone predict the next assignment), concealment (could randomisation be subverted), blinding (who was blinded and why or why not), completeness of outcome reporting.

0 likes in reply to #2 7mo
W
WoodhouseTL2Member6 Jan 2026#9
t.karlsen, post #1: Interim analyses and stopping rules Writing it up because I had to work it out twice and would rather nobody else did. Asking about interim analyses and stopping rules on behalf of the question I keep seeing asked badly, including by me. Framed properly it is answerable. Framed the usual way it is not, and that is most of why the… Go to post

Post #5 and I disagree about the size of the effect, not about the direction.

Absolute numbers, not just relative: a 30% relative reduction tells you the ratio but not the practical magnitude. The event rate in each arm and the difference between them tells you how many people benefit.

If anyone can point at the primary source I would be grateful.

0 likes in reply to #1 7mo
CV
ca.vermeulenTL216 Jan 2026#10
HO
h.oyelowoTL2Regular26 Jan 2026#11
h.jansen, post #2: Reframing interim analyses and stopping rules slightly, because I think the disagreement is about the question rather than the answer. If the question is "does it happen", yes. If it is "how often", nobody here knows. Go to post

Adding the measurement that post #9 says would settle it.

I would put moderate confidence on the mainstream reading of interim analyses and stopping rules and no more. That is not scepticism for its own sake; it is where the sourcing actually stops.

0 likes in reply to #2 6mo
MR
m.radichTL25 Feb 2026#12
i.grimaldi, post #4: Interim analyses and stopping rules has a well-known answer and a correct answer, and the interesting work is establishing that they are the same. Nobody has done that here yet. Go to post

Post #8 describes the usual case. This is about the unusual one.

A treatment-policy estimand asks what happens to people assigned to a strategy, including those who abandon it. A hypothetical estimand asks what would have happened had everyone continued. Both are legitimate and they give different numbers.

A single observation, in a thread that deserves better than single observations.

2 likes in reply to #4 6mo
SC
s.chowdhuryTL3Regular15 Feb 2026#13

Answering the interim analyses and stopping rules question as asked, then the question I think is meant. As asked: yes, with the qualification below. As meant: it depends on how the first measurement was taken.

13 likes 5mo
JB
j.bhattacharyaTL224 Feb 2026#14

Nobody has said the unglamorous part of interim analyses and stopping rules yet, so: most of the variation is explained by things that are boring to write about and easy to check.

27 likes 5mo
QL
quiet_lurkerTL2Regular6 Mar 2026 · edited#15
i.grimaldi, post #4: Interim analyses and stopping rules has a well-known answer and a correct answer, and the interesting work is establishing that they are the same. Nobody has done that here yet. Go to post

Picking up post #14: that is the part I would want checked first.

Risk of bias: structured appraisal of internal validity. Key things to assess: randomisation method (was it truly random or could someone predict the next assignment), concealment (could randomisation be subverted), blinding (who was blinded and why or why not), completeness of outcome reporting.

The answer changed when I changed how I was measuring, which was informative.

0 likes in reply to #4 5mo
AN
a.nybergTL215 Mar 2026#16
TN
t.nguyen_newTL1Member24 Mar 2026#17

Reading back through the interim analyses and stopping rules threads from last year, the same three questions come up every time and only one of them has ever been answered properly. That seems like a documentation gap rather than a knowledge gap.

8 likes 4mo
GB
g.bakkenTL22 Apr 2026#18

I had written a reply contradicting post #17 and deleted it. Here is what survived.

Absolute and relative effects answer different questions. Write down the event rate in each arm and the difference between them; everything quotable is derived from those two numbers.

19 likes 4mo
ST
sterile_tableTL3Regular11 Apr 2026#19
z.adeyemi, post #6: Absolute and relative effects answer different questions. Write down the event rate in each arm and the difference between them; everything quotable is derived from those two numbers. On balance I think that is right, and I would not bet much on it. Go to post

The reason interim analyses and stopping rules keeps being re-asked is that the answer is conditional and people quote it without the condition. It is not that the answer is unknown.

2 likes in reply to #6 4mo
SL
s.lindqvistTL220 Apr 2026#20

Taking interim analyses and stopping rules seriously for a moment rather than deflecting: the honest position is that the community has observations and no controlled comparison, and those two things support very different sentences.

8 likes 3mo
DS
d.szymanskiTL328 Apr 2026#21
MM
m.mwangiTL27 May 2026#22

Nothing to add on the substance. Thank you for taking the question at face value.

0 likes 3mo
K
KAnderssonTL3Regular15 May 2026#23
a.nyberg, post #16: What I would want before treating interim analyses and stopping rules as settled: the method, the sample, and whether anyone tried to find the opposite result. Two of the three are usually missing. Go to post

Where I part company with post #20, and it is a narrow parting.

Absolute numbers, not just relative: a 30% relative reduction tells you the ratio but not the practical magnitude. The event rate in each arm and the difference between them tells you how many people benefit.

The interesting part of this is the exception, and I do not understand the exception.

18 likes in reply to #16 2mo
EN
e.ndiayeTL224 May 2026#24
h.oyelowo, post #11: Adding the measurement that post #9 says would settle it. I would put moderate confidence on the mainstream reading of interim analyses and stopping rules and no more. That is not scepticism for its own sake; it is where the sourcing actually stops. Go to post

Post #23 is the version of this I will quote in future. One addition.

Trying to state the interim analyses and stopping rules position in a way that someone who disagrees would recognise as fair, because I do not think the version in this thread passes that test.

7 likes in reply to #11 2mo
H
HHidalgoTL2Member1 Jun 2026#25

Distinguishing three things in the interim analyses and stopping rules discussion that keep getting used interchangeably: the observation, the proposed mechanism, and the recommendation that gets attached to both.

0 likes 2mo
EF
e.ferreiraTL3Regular9 Jun 2026#26

Risk of bias: structured appraisal of internal validity. Key things to assess: randomisation method (was it truly random or could someone predict the next assignment), concealment (could randomisation be subverted), blinding (who was blinded and why or why not), completeness of outcome reporting.

It is one reading of the data and not the only reasonable one.

26 likes 2mo
BS
buffer_shiftTL1Member18 Jun 2026#27
a.nyberg, post #16: What I would want before treating interim analyses and stopping rules as settled: the method, the sample, and whether anyone tried to find the opposite result. Two of the three are usually missing. Go to post

What I would tell a new member reading about interim analyses and stopping rules for the first time: the confident posts are not the reliable ones, and the reliable ones are longer.

13 likes in reply to #16 1mo
SD
st.dialloTL226 Jun 2026#28
h.oyelowo, post #11: Adding the measurement that post #9 says would settle it. I would put moderate confidence on the mainstream reading of interim analyses and stopping rules and no more. That is not scepticism for its own sake; it is where the sourcing actually stops. Go to post

Building on post #25 rather than restating it.

The estimand: what the trial set out to estimate. Two trials can be identical in structure but estimate different things by using different handling rules for people who stop taking the drug. Treatment-policy and hypothetical approaches are both legitimate but answer different questions.

I have kept the units in throughout, for the obvious reason.

4 likes in reply to #11 1mo
DB
dr_bhattacharyaTL3Physician4 Jul 2026#29

Noted, and thank you for writing it out rather than summarising it.

0 likes 24d
DV
d.vukovicTL212 Jul 2026 · edited#30

Two questions I would want answered before drawing anything from the interim analyses and stopping rules data above: how were the cases selected, and what happened to the ones that dropped out.

19 likes 16d
Promoted into the documentation commons. The content of this topic is maintained at SCALE — trial digest, with named maintainers and a review date. The promotion was discussed in doc review. Corrections are best raised against the document, which is the version that gets kept current.

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